Kristi Heffron


Kristi is an alumna of Emmanuel College in Boston, with a Bachelor of Arts in English and a Master of Science in management. She has held leadership roles on compliance teams of investment advisory firms for over 15 years.

She joined CWA in 2014. In her role she oversees the education, training and implementation of our investment advisory compliance programs. She ensures the firm remains current and compliant with the latest rules and regulations affecting investors. She is a member of the National Association of Compliance Professionals.

“At the end of the day, it’s about protecting the client and ensuring that we are putting their interests above our own. We are here for the betterment of the client.”

Kristi and her husband, John, have two daughters, Elizabeth and Lillian. She is a member of the Board of Directors of Sharing of Ministries Abroad, USA, and enjoys serving on mission trips.